Become a Stockbroker and get sponsorship for your Series 7
Become an Independent Broker
Begin a Career as a Stockbroker and change your life!
Ever wonder how stockbrokers and investment advisors got into the industry? or why this career has changed peoples lives? Brokers across the country have built careers that now earn them 6-7 figure incomes. Becoming a stockbroker is much easier than you may think.
Who should consider a Stockbroker or Advisor career?
Anyone who has the desire to be in control of their income and has an interest in finance and investments. People who are successful simply had the drive to succeed, but they knew what to do. What licenses to get, and what companies to work with. I will tell you all of that. This is not just for stockbrokers. This guide is for Bond Brokers, Financial Advisors or anyone looking to change their lives working in the financial industry. There is no college degree required. Although having some college can sometimes help in getting in with certain companies, A finance degree is not required to get licensed or work as a stockbroker
What are the requirements to work as a stockbroker?
To function and work as a stockbroker for a firm, a person must be licensed as a Registered Representative. That license is the Series 7. The Series 7 is a 250 multiple choice exam that must be passed to become a stockbroker. The exam covers all registered investments including Stocks, Bonds, Options, Mutual Funds, Limited Partnerhips, taxes and Retirement Planning. You must be sponsored by an NASD Firm to take this test. Basically, that means that a firm must hire you first or you must get a firm to agree to sponsor you without a full time employment commitment. This book shows you how to do this.
We have firms that will set you up to take the Series 7. Why is this important? When you look for a firm to work as a stockbroker, you can show that you are already SERIES 7 LICENSED! That is a huge advantage over other candidates that are looking for the same jobs as you. We give you the contacts to get that done. Some firms do hire trainees that do not have the Series 7, but they are fewer in number. The phrase "Series 7 required" is more and more commonplace in this market. Also, the education you get is a tremendous help in learning the investments you will build your career of.
What other Finance Careers will I learn about in your book?
Becoming an Independent Broker
Did you know there are thousands of brokers out there working for themselves as independent brokers out of their own house or office? These people knew how to do it. We will show you! A select few firms will allow you to get licensed under them and let you work for yourself. These firms will clear all of your trades and pay you monthly commissions on everything you do. Many of these will pay you up to 90% of the commission. They process your trades, they send out the statements, you just make the money!
How much money can I make as a Stockbroker??
As much as you want. This business is all about who wants "it" and how much of "it" we want to make. "It" of course, means money. There are brokers working at Merrill Lynch or working out of their house, making $750,000 per year. Some make $100,000, Some make millions.
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