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Series 65 Exam
The Series 65 has several advantages for many individuals. The license can be studied for and taken independently. It also allows for professionals such as CPA's, Lawyers, Mortgage Brokers and others to offer investment services or refer investment clients to registered brokers for commission sharing.
Series 65
No sponsorship is required for this exam
Test Topics Include:
Analysis
Economics
Portfolio Basics
Technical Analysis and Stock Charting
Fixed Income
American Investment Training - Updated and professional Books and CD's for the Series 65 Exam. AIT offers securities training home study courses.
Ask about AIT's Independent broker and advisor programs. CPA's, Lawyers, and other professionals with clients can charge fees for investment advice when they are Investment Advisors. They can also refer business to an outside broker and legally get compensated from the broker on commssions. American Investment Training can show you how to get set up.