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Finance Jobs

Independent Broker

Securities Training

Real Estate Course

Broker Guide

Company	Opportunity
Independent Financial Advisor	Own Branch or Office
Independent FINRA Broker	Start a Firm

Finance Career Education: - Consider getting an introduction to the finance industry, by getting well known and inexpensive guides. Become a financial planner

Broker and Advisor Recommended Books:

Thriving as a Broker in the 21st Century - America's 85,000 brokers can learn how to shape their practices for the future. Tom Dorsey, one of the most energetic and high-profile money managers on Wall Street, has written the ultimate guide for brokers who want to get ahead now and in the coming years. Dorsey draws on his own experience and on the sage advice of other leading brokers to inspire and instruct professionals. He shows brokers how to shape their practices: how to build a strong, enduring client base in light of new competition from the Internet, mutual funds, retail banks, and financial planners; and how to tackle new challenges as the market evolves over the next decade. Wall Street professionals love to read about their own. Tom Dorsey is the perfect inside to extract and translate the knowledge of today's heavy hitters in the brokerage industry. Advancing the tradition of Jack Schwager's "Market Wizards" and Peter J. Tanous's "Investment Gurus," Dorsey interviews more than a dozen top brokers to offer readers a glimpse of how to succeed in this perpetually changed field. Top rated professionals such as Ed Rosenberg of Paine-Webber; Jim Parrish, director at Morgan Keenan; and Dennis Nelson of Piper Jaffrey reveal what new tools top brokers need to win business in today's volatile markets. This book combines top-drawer advice and technical tips for brokers on how to position themselves and their business to compete in the coming years. Sound advice on: how brokers can create a niche and position for themselves in the future; where the brokerage business has been and where it's headed; how discount brokers and the Internet have affected the market; how technical; stock analysis can improve business; how small firms can compete with much bigger houses; how to take advantage of new technology.

CFP (Certified Financial Planning) Exam Fast Track - This quick study guide for candidates preparing to take the CFP® Certification Examination covers the bare-bones essentials needed to pass this challenging exam in a logical and easy-to-absorb manner. Covering some of the most important disciplines of financial planning–– insurance, employee benefit, investment, income tax, retirement, estate, and general planning.

So You Want to be a Financial Planner : Your Guide to a New Career, 2nd Edition - Finally, together in one place, a comprehensive step-by-step process for launching your career as a financial planner. Here is everything you need to know - from getting the right credentials to getting the right clients. Over the next few decades, billions of dollars will be changing hands as millions of Baby Boomers retire. Learn how you can play an important role in ensuring the financial health of future generations.

Getting Started as a Financial Planner - This book presents a blueprint for launching a successful future in a lucrative, exciting profession.Topics include education and certification requirements, options for specialization, fee structures, logistics and technology, compliance, and legal issues. This easy-to-use guide gives a direct, turnkey approach to entering the field and setting up a financial planning practice. Special forms, checklists, and other useful tools reinforce the hands-on appeal of this practical guide.

Broker-Dealer Regulation in a Nutshell